HAYEKS
SOLUTION TO THE MIND-BODY PROBLEM
E.
Feser, Department of Philosophy, University of California
Santa
Barbara, CA 93106, USA. Email:
feser@humanitas.ucsb.edu
Introduction
Well-known as a Nobel laureate in economics and as a political
philosopher, F.A. Hayek is rarely thought of as a philosopher of mind.
Yet he was precisely that, and as I hope to show in this survey, he was
one whose work is worthy of the attention of contemporary students of the
mind-body problem. For that work
suggests a novel solution to what Colin McGinn has called the hard nut of the
mind-body problem (1989, p. 349), namely the so-called hard problem of
consciousness, also known as the problem of qualia.
But it also suggests that a complete understanding of the place of mind
in the natural world, one that includes more than a grasp of the nature of
qualia, must forever be denied us. Interestingly,
this is more or less the reverse of what is argued by many contemporary
theorists. The currently
fashionable line appears to be that it is only the problem of qualia
which poses a significant challenge to a complete understanding of the minds
place in the natural order, and which, if McGinn is to be believed, cannot be
solved. But, as we shall see, if
Hayek is right, the conventional wisdom has things precisely backwards.
Hayeks writings on the subject of the mind (1952, 1967, 1978, 1982)
deal also with issues other than those just mentioned; among other things, they
develop theories that foreshadow such contemporary approaches in cognitive
psychology as connectionism (Smith, forthcoming), neural Darwinism (Edelman,
1982, pp. 24-5), and the complex adaptive systems research associated with the
Santa Fe Institute (Miller, 1996). But
the distinctively philosophical theses suggested by Hayeks work are what I
wish to examine here, theses which to my knowledge have not been fully explored
in the Hayek literature.[i]
The word suggested, incidentally, is used advisedly:
That Hayek believed a complete understanding of the mind to be impossible
in principle is beyond doubt. He is
quite explicit about this. But that
he explicitly offered a solution to what is now known as the hard problem
is, admittedly, less clear. He
certainly does not frame the issues in the terms common today.
Nevertheless, what he does say constitutes an at least implicit solution
to the problem of qualia. So the
solution to the mind-body problem to be discussed here, whether or not it was Hayeks
(overt) solution, is in any case a Hayekian solution.
I shall begin by formulating more precisely the issues at hand and then
giving a rough sketch of Hayeks solution.
The bulk of the paper will then be devoted to spelling his account out in
more detail and relating it to the work of some important past and contemporary
writers. Finally, I shall make a
few remarks about his positions significance and what might be said in its
defense.
The
Problem and an Outline of Hayeks Solution
The traditional mind-body problem is actually a cluster of distinct
problems, and we must first get clear on which of these Hayeks work suggests
a solution to. As Jerry Fodor has often pointed out, there are really (at
least) three properties of mental phenomena that might appear difficult to
account for in naturalistic terms:
Lots
of mental states are conscious, lots of mental states are intentional,
and lots of mental processes are rational, and the question does rather
suggest itself how anything that is material could be any of these (1994, p.
292).
There
are, then, actually three mind-body problems (at least).
But as noted earlier, it is the first one mentioned by Fodor, the problem
of consciousness, that has been thought by many philosophers to be the most
important one, perhaps even the only intractable one.
It is the problem that the best-known anti-materialist arguments of
recent years, those of Kripke (1971), Nagel (1974), and Jackson (1982), focused
on; the one that David Chalmers (1995) and Galen Strawson (1994, p. 93) have
labeled the hard problem (the others being relatively easy problems,
i.e. ones solutions to which are -- allegedly -- readily conceivable within
materialist constraints); and, again, the one that McGinn has notoriously
decreed to be unsolvable (1989). Yet,
ironically enough, it is precisely this problem that, I want to argue, Hayeks
work suggests a complete solution to; and the other problems, the problems of
accounting for intentionality and rationality, that he suggests we can never
fully solve!
Now the problem of consciousness is just the problem of explaining how a
purely material system such as the brain can give rise to the experiences we are
all familiar with, how something governed by exactly the same sorts of physical
laws that govern obviously non-conscious entities rocks, tables, chairs, and
the like could produce such phenomena as pains, tickles, itches, and the
whole range of visual, auditory, tactile, gustatory and olfactory sensations,
which are unique to (and definitive of) conscious beings.
These features are referred to variously as raw feels, sensory
qualities, phenomenal qualities, or qualia, and they are what make it the case
that there is something it is like to be conscious, whereas there is
nothing it is like to be, say, a rock (Nagel, 1974).
To be sure, the steady advancement of neuroscientific knowledge strongly
supports the conclusion that processes in the brain are responsible for bringing
about these features. But the
difficulty is in seeing how they could possibly do so.
For none of the neurophysiological data either available to us now or
conceivably available to us in the future (and none of the actual or conceivable
chemical or physical data either, for that matter) appears to entail the
existence of conscious mental states, of states associated with qualia.
That is, it seems entirely conceivable that all of the neurophysiological
(and chemical and physical) facts could be exactly as they are in the actual
world, and yet there are no qualia. And
if so, it is utterly mysterious why in fact there are qualia.
The problems of intentionality and rationality, by contrast, though not
by any means considered trivial, are often thought to be at any rate not special
problems for reductionistic materialism per se (though, of course, Brentano
would demur in the case of intentionality, as the ancients and medievals
presumably would in the case of rationality).
That mental states, even if theyre identical to brain states, can have
intentionality or aboutness, namely the property of being meaningful or of
representing the world as being a certain way, is commonly thought to be
explicable in causal, teleological, or information-theoretic terms.
That mental processes, even if identical with brain processes, can be
rational, that is, can be such that we are capable of reliably moving from one
thought to another in a manner that corresponds with the laws of logic, is
commonly thought to be explicable by thinking of thought as a species of
computation; and the physical bases of computation are, of course,
well-understood.
Hayek doesnt frame the problem of qualia in quite the way I just did
(a way which is fairly common today). In
his most extended work in the philosophy of mind, The Sensory Order, he
describes the problem he is concerned with as that of accounting for the
relationship between the phenomenal world, that is, the world of our experience
which consists of an order of sensory qualities or qualia, and the physical
world, or the world outside our minds which physical science describes for us
and which we are aware of only via our awareness of the phenomenal world (1952,
p. 4). This relationship is problematic because the progress of
the physical sciences has all but eliminated these qualities from our scientific
picture of the external world (1952, p. 2), and banished them to the internal
world, the world of the mind. Whereas
in sensory experience events [in the external world] are classified according
to their sensory properties such as colours, sounds, odours, feeling of touch,
etc. (1952, p. 3), physical science classifies them in terms of the abstract
mathematical relationships they have to one another. That is, science has revealed to us that the true nature of
the physical world is vastly different from the picture of it our senses give
us. But that picture, of course,
still exists. The world of sensory
qualities itself must also be accounted for.
And this is especially problematic given that that world itself, since it
is the world of the organism (a physical entity alongside others), is itself
somehow just another part of the world of physical events governed by physical
law that science describes for us:
What
we call mind is thus a particular order or set of events taking place in
some organism and in some manner related to but not identical with, the
[external] physical order of events in the environment. The
problem which the existence of mental phenomena raises is therefore how in a
part of the physical order (namely an organism) a sub-system can be formed which
in some sense
may be said to reflect some features of the physical order as a
whole, and which thereby enables the organism which contains such a partial
reproduction of the environmental order to behave appropriately towards its
surroundings. The problem arises as much from the fact that the order of
this sub-system is in some respects similar to, as from the fact that it is in
other respects different from the corresponding more comprehensive physical
order (1952, p. 16).
The very way Hayek states the problem gives, I think, a hint of what his
solution is. For as what weve
seen so far indicates, for Hayek, our knowledge of the physical world is
indirect. We know of it only
through the sensory qualities that constitute the world of experience; and what
we know of it is only the abstract relationships that hold between its elements,
i.e. its causal structure. But
also, as weve seen, he thinks that the world of experience is itself a part,
a sub-system of, the larger physical world; that is, he thinks it is identical
with the brain. He is thus
committed to some well-known philosophical theses: the indirect realist theory
of perception; a structuralist account of our knowledge of the physical world;
and the mind-brain identity theory. These
theses are crucial elements of his solution to the problem he has posed, which
is, I want to suggest, no less than a solution to the hard problem of
consciousness. But they are not the
whole story. To them he adds an
account of sensory qualities or qualia as classificatory states of an organism,
that is, states whereby an organism differentiates between various stimuli in
the external world (1952, p. 42). To
have the capacity for sensory experience, on Hayeks view, is just to have the
capacity to discriminate between the elements in ones environment in such a
way that one is enabled efficiently to interact with that environment; a
capacity, moreover, that has been shaped by the evolutionary history of the
species to which an organism belongs and by the organisms own individual
experiential history (1952, p. 53). The
character of sensory experience, then, is determined not just by the nature of
the stimuli, but by the biological makeup of the subject of experience.
Now these elements of Hayeks position are, of course, by no means
unique to him. Individually, each
of these theses has been held, and is held, by a number of philosophers.
But he is, to my knowledge, the only theorist to put them all together;
and the resulting position turns out to be far more than the sum of its parts.
On Hayeks account, the sensory states of an organism, the states
involving qualia, just are states of the brain, in particular, states whereby
the brain discriminates between events in its environment. And the manner in which the brain does so, and thus the
character of the sensory states themselves -- and thus in turn the picture of
the external world that results -- is determined by contingent physiological
factors. This rather Kantian
result, undermining, as it does, the view of the mind as having an unmediated
grasp of the external world, is in line with, and reinforces, the indirect
realist claim that our knowledge of the material world is indirect or
inferential, and the allied ( at least in the work of many writers, as we shall
see) claim that that knowledge is knowledge, not of the material worlds
intrinsic nature, but only of its causal structure.
And these claims themselves support the other aspects of Hayeks
position. For objections to those
aspects typically amount to the charge that they leave out the essential,
qualitative, sensory features of experience, because it is alleged to be
conceivable that an organism could have just the brain states and discriminatory
capacities that we do, and yet have no qualia.
But this sort of objection presupposes that we have a transparent enough
grasp of the intrinsic nature of the material world to enable us to judge that a
part of that world, namely the brain undergoing certain states, could
conceivably lack qualia. And this
presupposition is just what the structuralist view of our knowledge of the
physical world challenges. So the
various theses under consideration, in combination, work to reinforce each
other, each element in Hayeks overall position supporting, or undermining the
criticisms typically made of, other elements.
(Not that defense of that position need thus be circular; for each
element can be, and has been, argued for independently.)
This then, in a nutshell, is Hayeks solution to the problem of qualia:
Qualia or sensory qualities are identical to states specifically,
discriminatory or classificatory states of the brain; and the standard
doubts about such an identification are entirely undermined by our complete lack
of any knowledge (of the intrinsic nature of the brain) which would be
inconsistent with it. Like standard
materialist identity theories, Hayeks, in identifying qualia with states of
the brain, is thoroughly naturalistic. At the same time, it takes the qualitative nature of
experience more seriously than materialists tend to do, and thus respects the
concerns of those philosophers who have rejected other naturalistic accounts as
inadequate. For it entails that we
lack the grasp of the intrinsic nature of the material world that most
naturalists (at least implicitly) think we have, and on the basis of which they
tend to try to redefine or even eliminate the notion of qualia in a manner many
see as implausible and untrue to the facts.
Hayeks position, I think, therefore allows us to combine the strengths
of traditional naturalistic and non-naturalistic accounts of qualia while
avoiding the weaknesses each tends to exhibit, and thus opens the way to a
complete and satisfying solution to the hard problem of consciousness.
Elaborating on and clarifying this claim is what I will proceed to do
presently, but first we must get a working sense also of the negative aspect of
Hayeks position, the way in which he thinks a complete understanding of the
mind is beyond us. As weve seen,
for Hayek, perceptual experience is nothing but the activity in which the brain
classifies or differentiates the stimuli present in its environment; the brain
is, then, a classificatory system. But
from this it follows that the brains (or minds) understanding of itself is
necessarily limited, Hayek concludes. For:
[A]ny
apparatus of classification must possess a structure of a higher degree of
complexity than is possessed by the objects which it classifies; and
therefore, the capacity of any explaining agent must be limited to objects with
a structure possessing a degree of complexity lower than its own.
If this is correct, it means that no explaining agent can ever explain
objects of its own kind, or of its own degree of complexity, and therefore, that
the human brain can never fully explain its own operations (1952, p. 185).
Tantalizing
and suggestive as this passage is, its import is not entirely clear, and
spelling out Hayeks negative argument is something else we shall have to do.
Suffice it for now to say that what Hayek is going to argue is that the
rules that govern the classificatory process in question, and which, in
particular, give our conscious experience meaning or significance and guide our
reasoning, amount to a bedrock of tacit knowledge that must forever remain
inaccessible to us in its totality. To
see how he does so, though, we need first a fuller understanding of the various
aspects of his positive account. We
shall now consider these in turn.
Indirect
Realism, the Structuralist Thesis, and Mind-Brain Identity
Indirect realism is the view that there is a material world existing
independently of the mind (hence it is a form of realism), but that in
perceptual experience, we are not aware of it directly (hence the modifier
indirect); what we are directly aware of are sense data or sensory
qualities, and it is only through these that we (indirectly) perceive the
external world. (It is also often
referred to as the causal theory of perception, the representative theory of
perception, or causal realism.) The
structuralist thesis (to use Fosters (1991, p. 123) phrase) is the
related claim that our knowledge of the external, physical world is abstract
knowledge, knowledge not of its intrinsic nature, but only of its causal
structure. As Ive already
indicated, these positions play a crucial role in making plausible Hayeks
version of the mind-brain identity theory. For they allow him to sidestep the objections that are
typically made of this theory. Those
objections typically appeal to the notion that mental states have properties
that are incompatible with the properties that states of a material object, even
one as complex as the brain, have, so that (by Leibnizs law) they cannot
possibly be identical (see Churchland, 1988, pp. 29-34 for discussion of this
sort of objection); or, as already noted, to the idea that it is conceivable
that the neurophysiological facts are as they are, and yet there are no qualia,
no conscious mental states, so that there must be more to the mind than the
brain. This latter suggestion is
often labeled the zombie hypothesis, since what is said to be conceivable
amounts to a creature that is exactly like us in its neurophysiological,
behavioral, and other physical properties, and yet is completely unconscious
(like a zombie); and it has recently been the subject of a great deal of
attention.[ii]
As I have suggested, the indirect realist and structuralist theses
undermine objections of these kinds, since they undermine the claim that we know
enough about the intrinsic nature of the material world to be able to say that a
part of it possibly lacks sensory qualities.
Now the application of these theses to a defense of the mind-brain
identity theory is, I must point out, an area where Hayek himself is more
implicit than explicit. He never discusses the utility of appealing to the former to
respond to objections to the latter. Indeed,
these objections were not fully formulated at the time Hayek wrote The
Sensory Order, being developed by philosophers only after a rather different
(and in my view, less plausible), physicalistic version of the mind-brain
identity theory started to become popular in the late 1950s and the 1960s,
represented by Australian philosophers like J.J.C. Smart (1959) and D.M.
Armstrong (1968). But Hayeks
commitment to both theses puts him in the company of adherents to another kind
of mind-brain identity theory, a group which includes Moritz Schlick (1985),
Bertrand Russell (1927), Herbert Feigl (1967), Grover Maxwell (1978), and, most
recently, Michael Lockwood (1989). In
this tradition of thought, the uniqueness of a mind-brain identity theory
informed by indirect realism and structuralism is stressed; it is, unlike
Smarts and Armstrongs theories, non-physicalistic, precisely because these
theses strip it of any commitment to a notion of the material world as physical
where physical is defined in such a way as to exclude sensory qualities.[iii]
And that Hayeks work was consciously informed by this tradition is
clear. He speaks of the influence
on him of Schlicks General Theory of Knowledge in an autobiographical
note (1994, p. 64), and both that book and Russells Analysis of Matter
are in the bibliography of The Sensory Order.
Like
Russell, Maxwell and Lockwood in particular, Hayek stresses that our knowledge
of the material world is knowledge of its causal structure rather than knowledge
of its intrinsic qualities; that science reveals to us the causal relationships
between events in the external world, but tells us nothing about the intrinsic
nature of those events themselves (1952, pp. 6, 171).[iv]
Common sense, of course, leads us to think that the qualities we are
aware of in perceptual experience are qualities of the external world itself.
But on the indirect realist view, those qualities, sensory qualities, are
merely the veil through which we perceive the external world; and on the
mind-brain identity theory in question, they are themselves identical with
states of the brain. So the various
sensory qualities are actually features of the brain, not features of the
external world (i.e. the world external to the brain).
As Hayek puts it:
Whenever
we study qualitative differences between experiences we are studying mental and
not [external] physical events, and much that we believe to know about the
external world is, in fact, knowledge about ourselves (1952, pp. 6-7).
This
is reminiscent of Russells notorious summing up of the sort of mind-brain
identity theory at issue:
I
should say that what the physiologist sees when he looks at a brain is part of
his own brain, not part of the brain he is examining (1927, p. 383).
Strictly
speaking, what Russell means, of course, is that the physiologist does not
directly see the brain he is examining, though of course he sees it indirectly;
what he does see directly are sensory qualities or qualia, which are identical
with states of his own brain. And
what is true of the physiologist and his patients brain is true of all of us
and all external objects and events, if Hayek, Russell, et al. are correct.
All that we think we know to be intrinsic properties of the external
material world are really nothing other than events within our own brains.
This approach, in my view, completely undermines all of the standard
arguments against the mind-brain identity thesis that appeal to the nature of
qualia. Consider the best-known examples of such arguments mentioned
above. Kripkes argument alleges
that, since expressions referring to mental events and expressions referring to
brain events are rigid designators, any statement of an identity between a
mental event and brain event, if true at all, would have to be a necessary
truth. But since, it is alleged, it
is possible that a given brain event could occur without the corresponding
mental event occurring (e.g. it is possible that, say, C-fiber stimulation, or
whatever, is occurring but pain is not), such an identity statement couldnt
be necessarily true. So all such
statements must be false. But this
argument depends, of course, on the supposition that we know enough about the
intrinsic nature of brain events to be able to judge that they could be
occurring without mental events also occurring; and this, as we have seen, is
just what the view under consideration denies.
On that view, all we know about brain events, considered as material
events, is just what we know about all material events, i.e. their causal
interrelationships. So what it is
to be a certain type of brain event is just to play a certain causal role
relative to other material events. And
given this characterization of brain events, an identity between brain events
and mental events (say between C-fiber stimulation, understood abstractly as
whatever type of event plays such-and-such a causal role, and pain as the type
of event that turns out to play it) is no more problematic than any other
identity claim made in science (such as the claim that, to put it crudely, genes
are DNA, that is, that the causal role specified by talk of genes turns out to
be played by DNA).[v]
Nagels and Jacksons arguments can be responded to in a similar
fashion. The upshot of both is that
one could have a complete account of the neurophysiological facts concerning
human beings or animals and still not know what its like to experience red,
say (as in Jacksons (1982) example of the neuroscientist Mary), or what
its like to have the experiences bats have in getting about the world by
means of echolocation (as in Nagels (1974) example), so that there must be
something more to the mind than just the brain.
But if all this neurophysiological knowledge amounts to in the first
place is just knowledge of the causal structure of the brain, then it just
isnt all there is to know about the brain after all.
In particular, it isnt knowledge of what sorts of things fills the
nodes of this causal structure or play the causal roles the neurophysiology
tells us about. And on the
mind-brain identity theory were considering, it is precisely sensory
qualities or qualia which do so, precisely the elements Nagel and Jackson say a
mind-brain identity theory must leave out.
It should be clearer now also why the zombie and Leibnizs law
objections also fail. For it turns out that to imagine beings identical to us
neurophysiologically, behaviorally, and so forth, is just to imagine a certain
sort of causal structure. It is not
to imagine what sorts of things play the causal roles within that structure.
And so it does not, by itself, amount to imagining beings whose brains
are just like ours. To make it amount to this, on the sort of mind-brain identity
theory under consideration, would involve imagining further that what play the
causal roles in question are sensory qualities or qualia.
But then we wouldnt be imagining zombies at all, and we thus
wouldnt be imagining anything that could serve as a counterexample to the
theory. And obviously, one
couldnt accuse this theory, in identifying states involving sensory qualities
or qualia with brain states (understood simply in terms of their causal
relationships), of trying to identify sensory states with states that have
incompatible properties.
Now all this in fact constitutes only a first approximation to the sort
of response I think should be made to the objections weve been looking at.
For as we shall see, Hayeks account of sensory qualities will require
a slight reformulation of the replies just considered, differing as it does from
the account that Russell, Maxwell, Lockwood, et al. are committed to.
But what has been said should make it clear that the sort of mind-brain
identity theory were looking at, informed as it is by indirect realism and
structuralism, is immune to the sorts of objections typically made against
physicalistic identity theories. Still,
what makes it immune to them, it might be charged, makes it open to other, just
as serious, objections. For it
appears to meet the criticisms of anti-materialists precisely by co-opting what
is distinctive about their position and abandoning what is usually thought to be
distinctive of materialism! And in
doing so, in particular, in making qualia the elements that flesh out the causal
structure of the brain, it threatens to lead us to an extreme opposite to that
of physicalism, that is, to idealism or panpsychism. For why should we not conclude that what is true of one
object, the brain, is true of all of them?
Moreover, commitment to indirect realism seems to entail skepticism about
the external world. For if we have
no direct perceptual contact with that world, how can we be certain that it
exists at all?
To take the second objection first:
The fear that indirect realism leads to skepticism is probably the
primary reason why it is not more widely accepted among philosophers.
But even if it does, it would not follow that it is false. For it could turn out both that indirect realism is true, and
that we are therefore left in the unhappy epistemic position of being unable to
justify our belief in an external world, a belief that we are nonetheless
incapable of giving up. Such
a Humean skeptical solution, intellectually unsatisfying as it would be, cannot
be simply ruled out a priori.[vi]
Nevertheless, if indirect realism did leave us in this position, we
would, admittedly, have good reason to at least try to find an alternative that
did not. Fortunately, it doesnt.
Even given indirect realism, we can justify belief in the existence of
the external world, I think, by arguing that the hypothesis that it exists is
the best explanation for the orderliness of our experience, etc. (Mackie, 1976,
Chapter 2).
But
as Lockwood has pointed out, even to suggest that the indirect realist must
provide such a justification if his position is to be worthy of attention is to
grant too much to his critic; for the challenge of skepticism, whether or not it
can be met, is not in fact a special problem for indirect realism (1989, pp.
142-3). The skeptical problematic
arises because it is conceivable that I could have just kind of experiences I
have when, say, Im sitting in front of the fire reading, and yet Im not
sitting in front of the fire at all, but only hallucinating or dreaming that I
am, while in reality Im asleep in bed, or a brain in a vat, or whatever.
And since the evidence for the claim that Im sitting in front of the
fire reading would be exactly the same whether or not Im actually doing so,
it follows, the skeptic says, that I cant be justified in believing that
Im really sitting in front of the fire.
This sort of skeptical argument, if it is a challenge to belief in the
external world at all, is no more a challenge for the indirect realist than for
anyone else including the direct realist, who must also acknowledge
the possibility of such vivid hallucinatory or dream experiences.
So the indirect realist is under no more of an obligation to provide a
refutation of skepticism than anyone else.[vii]
As
for the accusation that the version of the mind-brain identity theory advocated
by Hayek, Russell, et al. must inevitably lead to panpsychism, this is a
consequence that Lockwood, for one, appears to think may well follow from the
theory as so far stated, and to avoid it, he argues for the thesis that sensory
qualities can exist unsensed by any perceiver (1989, pp. 160-7).
If this thesis is correct, then even if sensory qualities are what
flesh out the causal structures of objects external to the brain (just as
they do in the case of the brain itself), panpsychism wouldnt follow. For it would (arguably) follow only if sensory qualities
depended for their existence on some perceiver, and thus were intrinsically
mental. This thesis is, however,
counterintuitive at best; and as Ive argued elsewhere (Feser, forthcoming)
Lockwoods arguments in its defense are not compelling.[viii]
Fortunately,
we need not rely on such an exotic thesis in order to avoid panpsychism.
For Hayeks account of sensory qualities or qualia affords us another
way to do so. That account is
unlike that given by any of the other proponents of the type of mind-brain
identity theory weve been considering, and its combination with the theses
weve already examined is what makes his overall position unique.
Properly to understand it, however, we need to consider it in the light
of some other aspects of Hayeks position, particularly what might be called
his naturalistic Kantianism or physiological apriorism.
Perception as Classification
and Physiological Apriorism
As
I briefly stated at the outset of this paper, for Hayek, perceptual experience
is nothing but the brains classificatory or differentiating activity in
response to the impingement on sensory surfaces of the various stimuli that
constitute the external environment (and this external environment,
incidentally, would include parts of the body external to the central nervous
system, in which we feel pains, tickles, itches, and the like).
Sensory qualities or qualia, on this view, are thus nothing but the
classificatory or discriminatory states of the brain in undertaking this
activity (1952, p. 2). As The Sensory Order discusses in great
neurophysiological detail (at least the neurophysiological detail available in
1952), the perceptual process is a matter of various neural impulses being
excited or inhibited, and thus connections between the neurons and collections
of neurons that make up the brain being strengthened or weakened, in consequence
of sensory receptors being triggered.
But
what, then, accounts for the great variety that exists in the world of sensory
experience, that is, the vast differences that exist between the various sensory
qualities? For patterns of neural
activity, however varied in their complexity, seem qualitatively much the same.
How then can they constitute the different sorts of qualia (visual,
auditory, tactile, olfactory, and gustatory)?
What differentiate neural events in such a way that they can be
identified with the various sensory qualities, Hayek says, are just the various
roles played by each in the system of neural events that constitutes the brain
(1952, p. 18); it is the position of the individual impulse or group of
impulses in the whole system of such connexions which gives it its distinctive
quality (p. 53). And since these
neural events are identical with sensory qualities, it thus turns out that:
[I]f
we can explain how all the different sensory qualities differ from each other in
the effects which they will produce whenever they occur, we have explained all
there is to explain
[T]he whole order of sensory qualities can be
exhaustively described in terms of (or consists of nothing but) all the
relationships existing between them. There
is no problem of sensory qualities beyond the problem of how the different
qualities differ from each other and these differences can only consist of
differences in the effects which they exercise in evoking other qualities, or in
determining behavior (1952, pp. 18-19).
The
classificatory or differentiating activity of the brain that constitutes
perception, then, amounts to a state of affairs in which each stimulus or set of
stimuli initiates a given pattern of neural impulses, identical with the
instantiation of a certain sort of sensory quality, which derives its
distinctive character from its having been initiated by certain stimuli,
influencing and being influenced by certain sets of other impulses, and finally,
even if indirectly, influencing the production of a certain kind or kinds of
behavioral response.
As Hayek makes clear in The Primacy of the Abstract (1978),
impulses within different sets of neural connections are initiated by different
aspects of a given stimulus, some sets of connections associated with some
properties, others with others. That
I see something as an object of a certain sort, and respond behaviorally to it
in a certain way, is the result of a superimposition of the members of one
set of neural events and dispositions to act rather than another (pp. 40-42).
The superimposition being of the sort it is is what gives the set of
neural events and dispositions to act constituting it the sensory character it
has. Using a simple example, I
think we can make Hayeks account clearer.
Consider the case of my looking at an orange. What gives this experience the quality it has, a quality
which is similar in some respects but not others to that of the experience of
looking at an orange car, is that the oranges stimulating my sensory organs
initiates some sets of neural impulses which are also initiated when I look at
an orange car and others which are not, but which are also initiated when I
look, say, at a billiard ball (which is similar to an orange in shape); that
those impulses initiate further sets of impulses that are related to those
initiated when, say, I see other types of fruit (while failing to initiate
impulses related, say, to my seeing rocks); and that it ultimately (through such
intermediate impulses) initiates some dispositions to act (realized in further
neurophysiological activity), rather than others, say a disposition to salivate
and to eat the object (which I also have when seeing a hamburger), rather than a
disposition to take a drive, which I might have when seeing an orange car.
In short, that it is just this collection of interconnected neural
impulses rather than another is what makes it identical to a roundish,
orangish sensory quality rather than, say, a reddish, square-like
sensory quality.
That a certain set of neural impulses is correlated with a certain
property, and that only the superimposition of such a set upon others,
correlated with other properties, makes possible the distinctive character that
a given sensory quality has, entails that sensory experience is possible only
once the brain has, in virtue of the development of such connections, formed
concepts of the properties in question (1978, pp. 42-3; See also 1952, Chapter
8, Section 1, where Hayek refers to the pre-experiential development of such
connections, perhaps confusingly, as pre-sensory experience) a
persons having a concept being identified with his having formed a certain
set of neural connections. From
this, Hayek argues, it follows that the having of general concepts is a
presupposition of experience rather than being the product of abstraction from
what is presented in experience, as classical empiricism would have it (1978,
pp. 42-43; 1952, Chapter 8, Section 1). This
is what he means by the primacy of the abstract, and it is part of what
makes Hayek a Kantian of sorts. Moreover,
that the having of the concepts that make experience possible amounts to the
having of certain sorts of neural connections is part of what makes his
Kantianism naturalistic.
There is yet more to the story, however.
For on Hayeks account, the neural connections in question are not just
the product of the so-called pre-sensory experience of the individual
organism, that is, the development of neural connections, and thus concepts,
that occurs as a result of an individual organism interacting with a particular
environment. They are also partly
the product of the evolutionary history of the species to which the organism
belongs (1978, p. 42; 1952, p. 166). The
individual organism is predisposed to form concepts, or sets of neural
connections, that have proved advantageous to the preservation of the species;
and presumably predisposed not to form those which might somehow prove
disadvantageous (as Hayek implies on p. 42 of 1978).
The character of sensory experience, and of qualia, is thus partially
determined by natural selection. This
is another important aspect of Hayeks naturalistic Kantianism or
physiological apriorism (as Weimer refers to it, 1982, p. 270), which
Hayek sums up as follows:
Sense
experience therefore presupposes the existence of a sort of accumulated
knowledge, of an acquired order of the sensory impulses based on their
past co-occurrence; and this knowledge, although based on (pre-sensory)
experience, can never be contradicted by sense experiences and will determine
the forms of such experiences which are possible (1952, p. 167).
Now another consequence of all this is that sensory qualities or qualia
turn out not to be intrinsic qualities but relational ones; for their character
is entirely determined by their place in a network of such qualites, a network
which just is the network of neural connections that makes up the brain (or at
least a subsystem of that network).[ix]
There are, on Hayeks account, no features of qualia over and above
their places in this network (1952, pp. 30-6).
And this is radically at odds with the view of qualia taken by other
adherents to the sort of mind-brain identity theory Hayek holds to (i.e. the
sort informed by the indirect realist and structuralist theses).
On their view, though our knowledge of the external world is nothing more
than knowledge of its causal structure, our knowledge of qualia turns out to be
knowledge of the intrinsic nature of at least one material object, namely the
brain (See e.g. Lockwood, 1989, p. 160). Moreover,
as we have seen, this opens the way to the suggestion that sensory qualities
might also be the intrinsic qualities of material objects other than the brain
(which is what leads Lockwood to argue that they can exist unsensed, so as to
avoid panpsychism). Thus Lockwood
speaks of his theory as one which represents the physical world as infused
with intrinsic qualities which, in conjunction with natural laws, constitute the
basis of its causal powers and which include immediately introspectible
qualities in their own right (1989, p. 159).[x]
By calling sensory qualities intrinsic, Lockwood appears to mean
both that they are intrinsic to the brain (and perhaps other material objects)
rather than properties the brain has only in virtue of its relations to other
objects, and that the features of these qualities are not entirely determined by
the qualities relations to other entities.
Hayek denies that they are intrinsic in either sense:
Sensory qualities are properties the brain has only in virtue of its
causal relations to external stimuli, and their characteristics are entirely
determined by the qualities places in the causal network of the collection of
brain events they are identical to. His
position thus amounts to a further radicalization of an already radical
position. Not only our knowledge of
the external world, but our knowledge of the internal world as well, turns out
to be knowledge of relations, of causal structure:
The
conclusion to which we have been led means that the order of sensory qualities
no less than the order of physical events is a relational order even though
to us, whose mind is the totality of the relations constituting that order, it
may not appear as such. The
difference between the physical order of events and the phenomenal order in
which we perceive the same events is thus not that only the former is purely
relational, but that the relations existing between corresponding events and
groups of events in the two orders will be different (Hayek, 1952, p. 19).
It
should be clear by now how Hayeks account of sensory qualities allows him to
avoid the slide into panpsychism that threatens other adherents to the sort of
mind-brain identity theory were examining.
On the view of Russell, Maxwell, Lockwood, et al., sensory qualities are
what they are independently of anything else; and thus, since they are arguably
essentially mental, if they are the intrinsic properties of such objects in the
external world as rocks, tables, chairs, and the like, we are led to the
conclusion that rocks, tables, chairs, etc. are in some sense mental in their
constitution. But on Hayeks
view, what gives something the characteristics that make it distinctively
sensory is just its place in a certain sort of causal structure.
And it is implausible to suppose that rocks, tables and chairs have any
elements that have the sorts of causal relations that the neural events that
Hayek identifies with qualia have. So
on Hayeks account of sensory qualities, there is no threat of panpsychism.
Not only are qualia not the intrinsic properties of material objects,
they are not intrinsic properties at all.[xi]
Now
this aspect of Hayeks position, like the other aspects weve looked at, is
not unique to him. His
characterization of qualia as classificatory or discriminative states of an
organism is similar to such recent accounts as that of Daniel Dennett (1993;
1991, Chapter 12). And as such, it
might be thought to be subject to the same objection that might be made against
these other accounts, namely that it is conceivable that an organism could have
just the discriminative states in question, and yet lack qualia.
But while this objection does, I think, have considerable force against
such an account of qualia as it has been developed by writers like Dennett, it
has no force against Hayek. For
what gives it force in Dennetts case, say, is that Dennett appears to take
for granted that we have a transparent grasp of the nature of the physical
world, and that that world is as physicalism says it is; and then he says that
qualia are just states of the sort acceptable to the physicalist.
This makes him as subject to the charge that he leaves out qualia
as any of the standard, Smart-style mind-brain identity theories discussed
earlier. But on Hayeks account,
like that of Russell, Maxwell, Lockwood, et al., we just dont have such a
grasp of the physical world; and thus we lack the transparent grasp we think we
have of what it is for a physical system to instantiate classificatory states.
So unlike Dennett, Hayek cannot be accused of trying to reduce sensory
qualities to physical ones (understood in the physicalists sense of
physical). Qualia are just
the discriminative states of an object, the brain, the intrinsic nature of which
we know nothing about. And since we know nothing about it, there is no basis for
anyone to object that it is conceivable that the brain could have the
discriminative states in question and yet lack qualia.
What we do know about it is that it has a certain kind of causal
structure, including that it instantiates certain discriminative states; and in
fact, if we have any basis for judging what it is for something to instantiate
classificatory or discriminative states (or for determining what it is
like for them to do so), it is just our knowledge of our own sensory
qualities.
This
undercuts what no doubt many would put forward as another objection, namely that
the sensory experiences familiar to us in everyday life just dont seem
like classificatory states. For
as weve seen, what classificatory states seem like to us, based on our
experiences of them (based, say, on our observations of the workings of
classificatory systems like computers, in which we take it for granted that we
know the intrinsic nature of these objects) is misleading, since our experiences
dont reveal to us what things are really like in themselves.
So we have no basis for thinking we know that classificatory states
cant seem like qualia. And,again,
if Hayek is right, if we have any basis for determining what classificatory
states seem like, it is nothing other than our own sensory experiences! The proper response to this objection, then, would be:
Of course qualia seem like classificatory states.
What qualia seem like is just what classificatory states seem like![xii]
I
think Hayeks position here can be clarified further in the following way.
Given that, on Hayeks view, the character of a given sensory quality
is determined by the role it plays in a network of such qualities, his
conception of sensory qualities or qualia might properly be described as a functionalist
conception, i.e. one according to which to be a given sensory quality is just to
play a certain kind of functional role.[xiii]
Now the objections typically made to functionalism parallel those
typically made to the mind-brain identity theory: It is charged that it is
possible that a system could have just the functional organization we do (or our
brains do) and yet lack qualia (Block 1978).
And though this sort of objection has, in my view, considerable force
against standard versions of functionalism (just as the parallel objections have
considerable force against standard versions of the mind-brain identity theory),
a response parallel to that theorists like Russell, Maxwell, Lockwood, et al.
give to criticisms of the identity theory can be given to it from a
Hayekian point of view: To make
this sort of objection presupposes that we know enough about the intrinsic
nature of any system instantiating a given functional organization to be able to
judge that it lacks qualia; and given indirect realism and the structuralist
theses, we just dont know enough.
In fact, we might say that from a Hayekian point of view, to imagine a
system having just the functional organization we do would just be to imagine
a system having the very sorts of experiences we have.
Hayek thus essentially does for functionalism what Russell, Maxwell,
Lockwood, and the like do for the identity theory.
(And thus, though Hayek identifies sensory qualities with states of the
brain, he might better be thought of as a functionalist rather than an identity
theorist, since it is the functional roles of those brain states he is most
concerned with.)
The
basic idea might, finally, be restated this way: On standard, physicalistic
mind-brain identity theories, the give is all on the side of the mind; the
physical and/or neurophysiological properties are taken to be unproblematic, and
it is the mental properties, such as qualia, which are to be explained (or
explained away) in physicalistic terms. But
on the sort of identity theory advocated by Russell, Maxwell, Lockwood, et al.,
its the other way around, with qualia taken to be whats
unproblematic, so that were left with a mind-brain identity theory extremely
hospitable to the anti-physicalist. We might say: Its not that qualia turn out to be brain
states so much as that (some) brain states turn out to be qualia.
Similarly, on the standard functionalist identification of qualia or
sensory qualities with functional states (or features of functional states), the
give is typically all on the side of the qualia (most functionalists being
physicalists, after all). But on the Hayekian approach, its the other way around:
Its not that qualia turn out to be functional states, so much as that
functional states (of a certain sort) turn out to be qualia![xiv]
Incidentally,
it should by now be clear why -- and how -- we need slightly to reformulate the
replies we considered earlier to the standard objections made to the mind-brain
identity theory. As formulated
above, they reflected the view of Russell, Maxwell, Lockwood, et al. that qualia
are intrinsic properties, having the characteristics they do independently of
their places in the causal structure of the brain: Thus Maxwell speaks of qualia
as what fill the nodes of the brains causal structure, implying that they
exist over and above their places in that causal structure (1978).
Given Hayeks account of qualia, I believe that what we should say
in response to those who object, say, that it is conceivable that an
organism could have just the neurophysiological states that we have and yet lack
qualia is not (as Russell, Maxwell, Lockwood, et al. might say) that they are in
fact imagining only the causal structure of the brain but not what fleshes it
out, but that they are in fact failing even adequately to imagine that causal
structure. For on Hayeks view,
it turns out that our awareness of the order of sensory qualities just is
awareness of a certain kind of causal structure, namely the causal structure
that exists between certain brain events. My
awareness of a collection of sensory qualities just is awareness of a set of
events in my brain as causally related to one another in a certain way; it just
is awareness of certain kinds of functional states.
So to try to imagine the causal structure of an alleged zombies
brain without imagining at the same time it having sensory qualities simply
would not, from the Hayekian point of view, be to imagine its causal structure
at all. (A similar reformulation can be made of the replies given
above to the other objections we looked at.)
At
any rate, we have seen that Hayeks adoption of the indirect realist and
structuralist theses protects his account of sensory qualities from the sort of
objections that might be fatal to similar accounts, just as it protects the sort
of mind-brain identity theory he holds in common with Russell, Maxwell,
Lockwood, et al. from the sorts of objections typically made to physicalistic
identity theories. And that account
of qualia also protects his version of the type of mind-brain identity theory in
question from the charge of panpsychism that threatens other such identity
theories. Moreover, the
naturalistically Kantian aspect of that account further bolsters the indirect
realism and structuralism; for it suggests that the mind simply cannot grasp the
world directly and as it is in itself, molded as it is by the contingent
physiological histories of the individual and species.[xv]
The various elements of Hayeks position thus mutually reinforce one
another, giving each a plausibility it cannot have by itself.
The combination of these elements is what makes Hayeks position
unique; and as what weve seen suggests, it might also make it amount to a
complete solution to the problem of qualia.[xvi]
As
already noted, however, Hayek also argues that, even if that problem is solved,
a complete understanding of the place of mind in the natural world is forever to
be denied us. It is now time to see why this is so.
The Limits of the Minds
Understanding of Itself
Weve
seen that, for Hayek, the character of the classificatory activity that
constitutes perceptual experience is determined by the (pre-sensory)
experiential history of the individual organism and the evolutionary history of
the species. This history shapes
the parameters of an organisms possible perceptual experience by hardwiring
into the brain the discriminatory capacities that are most conducive to the
survival of the species. The neural
connections determined by this history and themselves determining perceptual
experience and the behavioral dispositions we saw that Hayek thinks is tied to
it thus embody a sort of a priori knowledge of certain features of the
external world:
A
certain part at least of what we know at any moment about the external world is
therefore not learnt by sensory experience, but is rather implicit in the means
through which we can obtain such experience; it is determined by the order of
the apparatus of classification which has been built up by pre-sensory linkages
[i.e. neural connections]. What we experience consciously as qualitative attributes of
the external events is determined by relations of which we are not consciously
aware but which are implicit in these qualitative distinctions, in the sense
that they affect all that we do in response to these experiences (1952, p. 167).
But
as this passage implies, this knowledge is not explicit, but tacit.
What it is that we know about the world and how to interact with it
is not known consciously. As Miller puts it, Evolution adapted the eye to facts
about optics, but nowhere in the eye can one find a representation or
explanation of those facts (1996, p. 60).
We dont know precisely what it is that we know.
And since the knowledge in question is what determines the character of
the minds classificatory activity, it follows that we dont know all there
is to know about that activity. Why
it is that Hayek thinks the mind can, in principle, never completely understand
itself is starting to become clear.
What Hayek is arguing is that the explicit knowledge that
something is the case which derives from sensory experience rests on implicit
knowledge how to get about the world, a kind of knowledge which can
never be made completely explicit (1952, p. 39).
The distinction between these two sorts of knowledge and the notion that
the former rests ultimately upon the latter are themes discussed, in one way or
another, by such writers as Wittgenstein, Heidegger, Ryle, and Polanyi.
Like those writers, Hayek thinks that this tacit knowledge how
underlies also our abilities to take what we are aware of in perception as
having a certain significance or meaning and to draw conclusions from it; that
is, it forms the basis of intentionality and reason (see especially Hayek 1967,
and also 1988, Chapter 1). And like
them again, Hayek holds that the character of this knowledge is partly
determined by cultural factors, as well as by biological ones.
The idea can, I think, be made clearer by thinking of it in terms of the
problem of rule-following made famous by Wittgenstein (who was, incidentally,
Hayeks cousin). The rules that
govern the use of language and logical and mathematical practice, Wittgenstein
holds, are determined by forms of life or sets of cultural practices that
communities simply take as given, as what determine what is legitimate and
illegitimate but are not themselves subject to evaluation as to their legitimacy
(Wittgenstein 1953; also important is his 1969).
Now whether the relevant community is supposed to be a given local
human culture or the human race as a whole will to some degree determine whether
and to what extent all this is given a relativistic-cum-skeptical reading, as
will the answer one gives to the question of why exactly some practices and not
others are taken as given. What
Wittgensteins own view of these matters was is, of course, a subject of great
controversy. Hayeks view,
however, is clear. The practices in
question, which embody the rules that govern language and reason, are determined
by cultural evolution as much as by biological evolution.
Hayeks notion of cultural evolution is one according to which those
practices which best enable a group of human beings to adapt to its environment
will be those which survive, for the groups that practice them will be those
which proliferate and keep these practices alive; while those practices which
are ill-suited to the preservation of a group will die out, since either the
group that practices them will itself shrink or die out, or will abandon those
practices and adopt those of more successful groups.
That the practices in question will in fact facilitate the adaptation of
a group to its environment is not necessarily the reason why the practice is
chosen; indeed, it rarely is, for that the practice has this utility is usually
only discoverable after the fact if at all.
The practice may in fact be chosen for reasons that have no relationship
to its actual value, perhaps even for superstitious reasons.
But this is irrelevant to the causes of the practices preservation, as
well as to its actual value. (Compare
the situation in biological evolution, where a feature comes about, not because
it is advantageous to the organisms possessing it, but because of a random
mutation; rather, it is because it turns out to be advantageous that it
is preserved or selected for and is of value to the organism.)
Applied to the rules that form the basis of intentionality and reason,
Hayeks claim is that those rules that arent hard-wired into the brain as a
result of biological evolution are inculcated by means of this process of
cultural evolution.[xvii]
That many of these rules appear to be widespread, even if this can be
argued to be not the result of biological evolution, can be accounted for by
Hayeks notion of cultural evolution, since it is likely that groups which
follow non-adaptive rules will either shrink or die out or abandon those rules.
Fodor has argued that Darwinian selection guarantees that organisms
either know the elements of logic or become posthumous (1981, p. 121); Hayek
might add: And even if it doesnt, cultural evolution will.
This account of things preserves, I think, the insights of
Wittgensteins account while avoiding the latters potential weaknesses.
For Wittgensteins forms of life arguably amount to arbitrarily
chosen practices that have no necessary connection to the way the world is.
Relativism and skepticism loom. But
on Hayeks account, that certain practices are preserved is the result of the
adaptive advantage they provide (regardless of whether those practicing them are
aware of this); and that they provide this advantage is certainly strong
evidence for their corresponding to some extent to the way the world is.
But again, the thing to keep in mind here is that these rules are not
necessarily consciously chosen for their utility; and in fact their utility
might be quite unknown or even unknowable.
Indeed, they are not necessarily consciously chosen at all.
We just abide by them, without realizing it.
The rules by which we perceive, understand, and reason about the world
are not themselves perceived or understood by us, nor did we arrive at them by a
process of reasoning. They are
inculcated by biological and cultural evolution. As Hayek sums it up: Mind is not a guide but a product of
cultural evolution, and is based more on imitation than on insight or reason
(1988, p. 21); and It is less
accurate to suppose that thinking man creates and controls his cultural
evolution than it is to say that culture, and evolution, created his reason
(p. 22).
Because the rules which govern its operations which govern perceiving
and reasoning are not consciously chosen or known but are presupposed in all
conscious activity and all knowing, the mind does not fully understand itself.
But even if this is in fact true, need it be? Couldnt we come to discover these rules and state them
explicitly, thereby attaining a full understanding of ourselves?
Hayek answers that this is impossible.
For even if we come to understand some of the tacit knowledge that guides
our mental processes, this understanding itself would be governed by yet
higher-order rules which would remain tacit or inexplicit:
It
is important not to confuse the contention that any such system [as the mind]
must always act on some rules which it cannot communicate with the contention
that there are particular rules which no such system could ever state.
All the former contention means is that there will always be some rules
governing a mind which that mind in its then prevailing state cannot
communicate, and that, if it ever were to acquire the capacity of communicating
these rules, this would presuppose that it had acquired further higher rules
which make the communication of the former possible but which themselves will
still be incommunicable (1967, p. 62).
Hayeks claim here can, I think, be illuminated by comparison with the
notion of the Background (of tacit knowledge) developed by John Searle
(1983, Chapter 5; 1992, Chapter 8). Searle
argues that intentional mental states beliefs, desires, and the like
have the content they do only by virtue of their place in a vast network of
intentional states: The desire to run for the presidency of the United States,
for example, has the intentional content it has only in the context of other
intentional states such as the belief that the United States has periodic
elections, the desire that voters cast their votes for one, and so forth; and if
the other intentional states were different, the intentional content of the
desire would be different. But this network itself functions against a background of
capacities which are themselves non-intentional, non-representational.
The sort of capacities Searle has in mind are essentially the
things we have been calling pieces of tacit knowledge, i.e. the presuppositions
of everyday conscious and explicit
reasoning which are rarely or never themselves made explicit or consciously
considered. And because they
arent, they arent, strictly speaking, intentional or representational at
all. Commonsense realism about the
external world is, Searle says, an example of such a capacity, something that
isnt really a belief but a presupposition of our beliefs:
My
commitment to realism is exhibited by the fact that I live the way I do, I
drive my car, drink my beer, write my articles, give my lectures, and ski my
mountains. Now in addition to all
of these activities, each a manifestation of my Intentionality, there isnt a
further hypothesis that the real world exists (1983, pp. 158-9).
Now that the Network of intentional states rests on a Background of tacit
knowledge (Searle capitalizes the terms to signify their status as
technical terms) is true not only in fact, but of necessity, in
Searles view. For since the
intentional states which make up the Network get their content from other such
states, if there were no non-intentional Background, then in tracing the links
that give any particular intentional state its content, we would be led into an
infinite regress (1983, pp. 152-3). Even
if, in trying to undertake some activity, I consciously follow explicitly
formulated rules, those rules themselves are capable of various interpretations;
and the same is true of any further rules I might appeal to in order to
interpret the first set. So
ultimately, I must simply act in accordance with some interpretation of
some set of rules, without explicitly or consciously choosing to do so;
otherwise I would never get started.[xviii]
(And though Searle doesnt give this example, we might also think of
Lewis Carrolls famous parable What the Tortoise Said to Achilles (1977,
pp. 431-4), in which the hapless Achilles finds that he is unable to proceed in
running through a simple modus ponens argument if he tries explicitly to
formulate each assumption lying behind the inference.)
The way this all fits in with, and is reinforced by, Hayeks overall
position is as follows. As weve
seen, perceptual experience is, on his account, just the brains
classificatory or differentiating activity in response to the stimuli impinging
upon it. This activity consists in
the forming and strengthening or weakening of neural connections and sets of
neural connections, different sets of neural connections corresponding to
different attributes of a stimulus and perception of the stimulus amounting to
the superimposition or co-occurrence of impulses in the various
connections corresponding to its attributes.
Perception of stimuli thus requires that there be a larger number of sets
of connections corresponding to various possible attributes than there are
stimuli to perceive even a single stimulus like an orange, for example, I
must possess multiple sets of neural connections, corresponding to orangeness,
roundness, and the like. Now this
process is constrained by the evolutionary history of the species and the past
history of the individual, the latter partly consisting of the inculcation of
cultural practices that give perceptual experiences their cognitive
significance. These constraints amount to tacit rules that determine
whether a stimulus is to be classified one way or another (i.e. whether
perceptual experience is going to have this quality or that), what behavioral
responses to stimuli we are disposed to, and what inferences we are disposed to
make from our experiences; and if these rules become explicit, it is only
because of the operation of higher-order tacit rules.
Such rules consist ultimately in just the existence of certain
higher-order neural connections which govern the classificatory connections that
constitute experience, though, and the making explicit of them just amounts to
the forming of yet higher-order classificatory neural connections.
And as in the case of perception of external stimuli, this is a matter of
the superimposition of connections corresponding to different aspects of the
rules. So again, there must be a
larger number of possible sets of connections corresponding to possible
attributes of rules than of rules themselves.
This idea is what Hayek has in mind when he says, in the passage quoted
earlier, that any apparatus of classification must possess a structure of a
higher degree of complexity than is possessed by the objects which it
classifies (1952, p. 185). And
it follows from it that it is impossible for all the rules that govern the mind
to be made explicit; for to make
explicit or classify all the rules governing it, the mind would have to be more
complex than itself (1952,
Chapter 8, Section 6, passim).
These, then, are the sorts of considerations that lead Hayek to conclude
that the operations of the mind, particularly in respect of their intentional
and cognitive aspects, rest on a foundation of tacit knowledge which cannot, in
principle, be made fully explicit.[xix]
And since it cannot, it will forever be impossible for us completely to
understand those operations. We are
simply unable to get outside our own skins, as it were, and survey the systems
that constitute our minds; for we are those systems.[xx]
This dovetails with the indirect realist, structuralist, and Kantian
aspects of Hayeks position: Our conception of the world is unavoidably
conditioned by built-in constraints, and of necessity, we cant step outside
those constraints, see what the world is like independently of them, and note
just how they condition our grasp of that world; and even if we could, it
would only be by virtue of guidance by further constraints which we would not
thereby have stepped outside of.
Conclusion
Hayeks
philosophy of mind, I have argued, suggests a complete solution to the so-called
hard problem of consciousness, the problem of sensory qualities or qualia.
But it also implies that a complete understanding of the mind,
particularly of the features of intentionality and rationality, is beyond us
(though importantly, it does not imply that no understanding at all of these
features is possible). In these
respects it represents, as I noted earlier, something of a reversal of what
appears to be the conventional wisdom in the philosophy of mind, according to
which a solution to the problem of qualia is nowhere in sight, perhaps even
impossible, while the other problems are relatively simple, perhaps even already
solved. If only as a challenge to
current assumptions, then, it is worthy of our attention. It is even more so if it is correct.
I
believe that it may very well be correct. To
be sure, I have not argued in any detail for the various elements of Hayeks
position. (The paper is long enough
as it is.) My purpose here was
primarily to try to summarize and (hopefully!) make more widely known a body of
important but little known ideas. And
in any case, those elements have, individually, each been ably argued for by a
large number of writers. What I
have tried to do in defense of Hayeks account is show how his unique
combination of these various elements enables the objections typically made to
each of them to be overcome. And I
will say one more thing in support of it. Russell
said of his own version of the mind-brain identity theory weve looked at:
In favour of the theory I have been advocating, the most important thing to
be said is that it removes a mystery (1956, p. 153).
I believe that this is even more true of Hayeks position at least
in respect of what it says about the so-called hard problem of
consciousness.[xxi]
[i] Works dealing in some detail with Hayeks writings on the mind include Hamlyn (1954), Sprott (1954), Agonito (1975), Gray (1984, Chapter 1), Weimer (1982), de Vries (1994), Fleetwood (1995, Chapter 8), Dempsey (1996), and Smith (forthcoming). None of these explore the bearing Hayeks work might have on solving the hard problem of consciousness.
[ii] See e.g. Moody (1994) and the responses to it in the Journal of Consciousness Studies, Vol. 2, No. 4, 1995, and Chalmers (1996) for the most recent discussions, wherein the zombie label seems to have become standard.
[iii] This more or less follows Lockwoods conception of physicalism, which he contrasts with materialism (1989, Chapter 2). On his account, physicalism is the view that all the facts about the mind that there are are the sorts of facts that physics deals with (p. 18), whereas materialism simply denies that mental states, processes and events exist over and above bodily states, processes and events (p. 20). On this conception of physicalism, it is clear why a physicalistic mind-brain identity theory would be subject to the accusation that it leaves out qualia, especially when we recall what Hayek was quoted as saying earlier to the effect that physical science has driven sensory qualities out of the external world. For if physical science is understood as eliminating the sensory qualities from our conception of a domain, physicalism then amounts to saying that they should be eliminated from our conception of the internal world as well. Materialism, in Lockwoods sense, is entirely consistent with the position under consideration, however. I should note, however, that these terms are not always used in the same way, not even by adherents to the sort of position Im discussing. Maxwell, for example, though his position is basically identical with Lockwoods, describes it as nonmaterialistic physicalism (1978, p. 365), exactly reversing the senses Lockwood gives to the two terms!
[iv] Weimer (1982, pp. 264-5) has also noted the similarities between Hayeks position and those of Russell and Maxwell in this connection. And Hayek also, like those authors, rejects a substance ontology in favor of an event ontology (1952, p. 35; See also Heinrich Kluvers Introduction to the book at p. xx). Still, it might be thought that Hayek cannot be a part of this tradition of thought, since it appears to be a species of neutral monism, a position which Hayek explicitly rejects, even citing Russell as a proponent of it (1952, p. 176). But the doctrine he here rejects, and the one Russell defended in The Analysis of Mind (1921), the book Hayek specifically refers to, is not the version of the mind-brain identity theory weve been discussing. Rather, it is a doctrine that holds both mind and matter to be logical constructions out of sense-data; and in this respect has been regarded by some as a notational variant on idealism (Snowden, 1995) or a version of phenomenalism. (What makes it differ from idealism and phenomenalism is its commitment to the thesis that sense-data can exist unsensed, and thus are not intrinsically mental or dependent on perceivers for their existence, a view well see that Lockwood defends in the context of the mind-brain identity theory were discussing). This is a view which is incompatible with the indirect or causal realist view of perception which Hayek accepts and which Russell came to adopt by the time he wrote The Analysis of Matter, thus transforming the view of his earlier book into the view discussed here. Lockwood discusses the details of this transformation of Russellss views in an earlier paper (1981), though he there considers Russells later views also to be a version of neutral monism, unlike many other commentators (whom he criticizes). But even Lockwood, by the time he wrote his (1989), stopped referring to the mind-brain identity theory were discussing as a version of neutral monism. Obviously, the issue is to a large extent merely semantic; and at least one commentator on Hayek has pointed out that depending on what we mean by neutral monism, it may be fully compatible with Hayeks views (Gray, 1984, p. 211, n. 10). (This may not be so, however, if neutral monism must be committed to the view that sensory qualities are intrinsic properties, a view which, as we will see, Hayek rejects; and the context of the passage in which he dismisses neutral monism leads one to believe Hayek thinks that it is committed to it.) In any case, whatever we want to call it, the version of the mind-brain identity theory accepted by Hayek is of just the same type we find in Russell, Maxwell, et al.
[v] See Maxwell (1978) for a more detailed defense of the sort of mind-brain identity theory under consideration here against Kripkes argument. Lockwood (1989, pp. 159-160, 172) discusses these issues in terms of topic-neutrality, borrowing Smarts (1959) expression but using it in a very different way. For Smart, descriptions of mental events are topic-neutral, whereas for the view here under consideration, it is descriptions of material events that are of this character.
[vi] Hayek might appear at times to be taking this, or even a more radical, position. He says, for instance, that the question of whether there exist objectively two different worlds [i.e. an internal and an external world] is really unanswerable or perhaps meaningless. The word exist loses all definite meaning in this context (1982, p. 292; see also 1952, pp. 4-5). But I think the context of his overall position makes it clear that his point here is not that we cant know that there is an external world, much less that it is meaningless to say that there is. (He says elsewhere that we must assume the existence of an objective world towards the recognition of which the phenomenal order is merely a first approximation (1952, p. 173).) Rather, his claim is the Kantian one that we cant form a conception of that world independently of the categories that are embedded, as it were, in the classificatory apparatus of the nervous system. This is an issue that we will return to in the next section.
[vii] I would even go so far as to suggest that a merit of the sort of position under consideration here is that it may help explain why skepticism about the reality of the external world is so difficult to refute. For if our access to the external world is indirect, it is understandable why its possible that we could have the sort of misleading (hallucinatory, etc.) experiences the skeptic appeals to; while if it is direct, it seems harder to explain such experiences.
[viii] Hayek does hold a view which is in some ways similar to Lockwoods in that he asserts, as he puts it in the title of Chapter 1, Section 6 of The Sensory Order, that the order of sensory qualities [is] not confined to conscious experience. But as that section makes clear, he is not claiming, as Lockwood does, that sensory qualities can exist independently of any perceiver, but only that it is possible that there might be sensory qualities existing in a perceiver of which the perceiver is not conscious. One example of this might be chronic back pain which wakes someone up even though the person, since he was asleep, was not conscious of it (Searle, 1992, pp. 164-5). As I argue in the paper mentioned, Lockwoods examples at best support the existence of this sort of unsensed sensory quality, not the more exotic sort he wants to argue for.
[ix] Part of Hayeks support for this claim is that it accounts for the intermodal or intersensory attributes shared by what seem to be vastly different sensory qualities, the fact that qualities of different modalities may vary along similar or parallel directions or dimensions (1952, p. 20). Consider, for instance, the attributes of being cool, warm, strong, weak, mild, mellow, tingling, and sharp, in regard to which, Hayek says, we are often not immediately aware to which sense modality they originally belong (p. 21), and the phenomenon of synaesthesia, sufferers from which report e.g. both hearing and smelling music, or both seeing and feeling colors (p. 22). The idea is that among the relations qualia have to one another are such relations as similarity in terms of coolness, by which the feeling of a cool breeze is related to blueness, but not to redness, and so forth; and that therefore, all mental qualities are so related to each other that any attempt to give an exhaustive description of any one of them would make it necessary to describe the relations existing between all (p. 23).
[x] As the reader might have noticed, this appears to contradict the claim of Lockwood, Russell, Maxwell, et al. that our knowledge of the external world is causal-structural. Lockwoods overall position could perhaps be better stated by saying that indirect realism and structuralism together with the mind-brain identity thesis entail that what we (or at any rate, physicalists) ordinarily take to be the intrinsic qualities of the material world arent in fact its intrinsic qualities after all, and that sensory qualities are its true intrinsic qualities.
[xi] Even if panpsychism of the sort weve been discussing is avoided by Hayek, though, it may be thought that panpsychism of another sort is not. For if to be a sensory quality is just to play a certain sort of role in a certain sort of causal structure, it would follow that anything complex enough to have such a causal structure could be said to have qualia. Indeed, Hayek accepts this as a consequence of his view (1952, p. 47); and I think it is a consequence we should accept. But it does not have the counterintuitive consequences that panpsychism of the sort already discussed has; for even complex objects such as personal computers, calculators, and (to take the stock example) thermostats (to say nothing of rocks and trees) have nothing close to the complexity of causal structure that the brain has. Still, Hayeks account might be thought to be subject to objections made to functionalist accounts of qualia (and Lockwood, for example, appears to reject a Hayek-type account for this reason, 1989, p. 126). But as we shall see presently, this is not so.
[xii] Compare the intuition expressed in Palmer Josss rhetorical question in Carl Sagans novel Contact: Think of what consciousness feels like, what it feels like this moment. Does that feel like billions of tiny atoms wiggling in place?, and Lockwoods response to it: What would consciousness have felt like if it had felt like billions of tiny atoms wiggling in place? (Lockwood, 1989, pp. 15-16).
[xiii] To use the terminology referred to in note 5, we might also say that on Hayeks view, talk about qualia is as topic-neutral as talk about the material world. This would, of course, be to apply the expression to just the sort of thing Smart originally applied it to, but in a spirit closer to that of Lockwood.
[xiv] Strong support for a functionalist position has recently been given by David Chalmers (1996, Chapter 7), in the form of his fading qualia and dancing qualia arguments. The upshot of these arguments is that if qualia were not invariant with functional organization, then it would follow that a person could have just the functional organization that I have, and thus exhibit all the behavior I do and make all the same judgements that I do, and yet have qualia that are radically diminished in intensity relative to mine (faded qualia) or qualia which rapidly invert themselves back and forth (dancing qualia); and that this is implausible, since it would mean that there would be an implausibly radical disassociation between my cognitive faculties and sensory experiences. (And thus, absent qualia, i.e. the complete lack of qualia by a system having our functional organization, are also implausible, since the absent qualia case differs from these only in degree.) Still, Chalmers takes these arguments to show, not that such invariance of qualia with functional organization is logically necessary, but only that it is naturally necessary; for he accepts that the standard anti-functionalist arguments have shown at least that it is logically possible that a system with our functional organization could lack qualia. (He thus calls himself a nonreductive functionalist.) I think Hayeks account suggests that Chalmers may be too generous in conceding this much to the anti-functionalist, for, again, if Hayek is right, the anti-functionalist really has no basis upon which to make the judgement he does concerning the logical possibility of systems having our functional organization and yet lacking qualia.
[xv] It might be objected that Hayeks account depends on controversial views in neuroscience. But the rather general characterization of the neurophysiology underlying perception summarized above seems safe enough given the current state of neuroscientific knowledge; and even if it were mistaken, Hayeks main idea remains important in that it suggests that, and how, a solution the hard problem is, in principle, possible.
[xvi] It might be thought that Hayek would deny this, since he says that in a sense, we shall never be able to bridge the gap between mental and physical phenomena, and thus for practical purposes shall permanently have to be content with a dualistic view of the world (1952, p. 179). But the context of this statement makes clear that what Hayek is denying is the possibility of a physicalistic reduction of mind to matter, in the sense of physicalism discussed in note 3.
[xvii] Hayeks principal application of this idea, of course, is to the evolution of moral practices, and it forms the basis of his defense of traditional morality, especially that portion of it that underlies the free market order.
[xviii] This is by no means the only sort of argument Searle gives for the hypothesis of the Background, but it is the one most similar to the sorts of considerations Hayek has in mind. For Searles full defense of this hypothesis (which, I think, serves further to buttress Hayeks position) see Searle, 1983, pp. 144-53, and 1992, pp. 178-86.
[xix] In this respect, as in others the reader has no doubt noticed, Hayeks position seems more in harmony with the connectionist approach in artificial intelligence than the symbol-manipulation paradigm. For the view just examined amounts to an endorsement of the objection to the latter approach that it is fundamentally misconceived in that it presupposes that all knowledge can be made explicit. (I am referring, of course, to the common-sense knowledge problem discussed e.g. by Dreyfus and Dreyfus, 1990.) Still, it is not obvious that Hayek need be committed to connectionism or to any current connectionist models. Moreover, Hayek, like other writers who sympathize with connectionism (e.g. Dreyfus and Dreyfus, 1990, p. 330), suggests that even these models may be inadequate; for it may turn out that for a model adequately to represent a complex system such as the brain, it would have to amount to, not merely a model, but a complete reproduction of that system (1982, pp.292-3).
[xx] This way of putting things, and indeed the discussion of this section as a whole, may bring to mind Godels famous incompleteness results in mathematical logic. Indeed, Hayek himself suggested that Godels theorem is but a special case of a more general principle applying to all conscious and particularly all rational processes, namely the principle that among their determinants there must always be some rules which cannot be stated or even be conscious (1967, p. 62).
[xxi] I thank the Institute for Humane Studies at George Mason University for the Humane Studies Fellowship which partially supported the research for this paper; and C. Anthony Anderson and Anthony Brueckner for comments on an earlier version.
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